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Forms, policies & registration documents.

Access our Know Your Customer (KYC) forms, internal policies and exchange registration documents — all in one place.

Know Your Customer (KYC)

Account opening & KYC documents

Client Registration Form
Prudent Risk & Internal Control Policy
Anti Money Laundering Policy
Saral Account Opening Form
Policy for Inactive Client
Policies

Compliance & cybersecurity policies

Our complete set of operational, data protection and cybersecurity policies, available for download.

Cyber Security and Resilience Policy 2023
SOP for Handling Cyber Incidents
Password Policy
User Management & Access Control Policy
Backup & Restoration Policy
Information Security & Network Security Policy
Application Software Policy
Change Management & Patch Management Policy
Business Continuity & Disaster Recovery Plan
Audit Trail Policy
Policy to Handle Technical Glitch
Procedures for Reporting Unusual Activities
Denial of Service DOS-DDOS Attack Policy
Remote Access Policy
Capacity Management Plan
Internet Access and Usage of Social Media Policy
Storage Media Disposal Policy
Incident Response Plan
Day Begin & Day End Process
BYOD Policy
Data Protection, Retention & Disposal Policy
Policy on Data Breach
Vernacular

Registration documents in regional languages

BSE Registration Documents (Vernacular)
NSE Registration Documents (Vernacular)